Compliance

Our team is dedicated to assisting insurance companies with the assessment, design, and enhancement of a customized compliance program and other regulatory compliance needs. DQ compliance programs are cost-effective and are designed to proactively identify and mitigate current and potential non-compliance risks. Our full range of services include

• Program design and development
• Policy and procedure design and development
• Compliance control effectiveness and assessments
• Mock market conduct exams
• Field Inspection outsourcing
• Regulatory required independent assessments

Benefits of DQ Compliance Programs

• Operational efficiency
• Financial Integrity / Avoidance of fines & penalties
• Enhanced reputation
• Legal adherence / Avoidance of legal consequences
• Positive work culture and ethics
• Great value for money